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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-08 |
| CA | RA | APPROVED | 2021-09-17 |
Branch Locations
6037 La Flecha Suite 200, Rancho Santa Fe, CA 92067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Rancho Santa Fe | CA | 05/2021 | Present |
| Flower Drop, Llc | Danville | CA | 01/2019 | 03/2021 |
| Compass Airlines, Llc | Minneapolis | MN | 10/2017 | 01/2019 |
| Unemployed | San Marcos | CA | 03/2017 | 10/2017 |
| U.S. Marine Corps | Quantico | VA | 11/1995 | 03/2017 |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2025 | Present |
1. REAL ESTATE RENTAL PROPERTY 1-Investment related; 682 Shenandoah Avenue, San Marcos, CA 92078; Owner and Property Manager; Start date: 05/2005; 5 hours per month; 0 hours during securities trading hours; Duties include periodic communication with tenants and coordination of maintenance or repair requirements through communication with local landscape, plumbing, etc. vendors. 2. REAL ESTATE RENTAL PROPERTY 2-Investment related; 1801 Parkside Drive, Concord, CA 94519; Owner and Property Manager; Start date: 01/2021; 5 hours per month; 0 hours during securities trading hours; Duties include periodic communication with tenants and coordination of maintenance or repair requirements through communication with local landscape, plumbing, etc. vendors. 3. *447904 - 1803 PARKSIDE DRIVE RENTAL PROPERTY JOINT OWNERSHIP WITH EARLENE SHERMAN (SPOUSE); Investment related - Yes; Concord, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2021; During business hours: 0; After business hours: 1; Property Management 4. *447901 - Kyro Digital; Investment related - No; Mission VIejo, California; Media Production; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 09/2021; During business hours: 8; After business hours: 0; Investment Decisions/Advice, Other *438735 - Real Estate; Investment related: Yes; SAN MARCOS, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2015; During business hours: 0; After business hours: 5; Property Management *438739 - 1801 PARKSIDE DRIVE RENTAL PROPERTY JOINT OWNERSHIP WITH EARLENE SHERMAN (SPOUSE); Investment related: Yes; CONCORD, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2021; During business hours: 0; After business hours: 5; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-17 |
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