Best Investors Account Sign in
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-08
CA RA APPROVED 2021-09-17
  • TX RA
    APPROVED
    Since 2021-10-08
  • CA RA
    APPROVED
    Since 2021-09-17

Branch Locations

6037 La Flecha Suite 200, Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Rancho Santa Fe CA 05/2021 Present
Flower Drop, Llc Danville CA 01/2019 03/2021
Compass Airlines, Llc Minneapolis MN 10/2017 01/2019
Unemployed San Marcos CA 03/2017 10/2017
U.S. Marine Corps Quantico VA 11/1995 03/2017
Morgan Stanley Private Bank, N.A New York NY 01/2025 Present
  • 05/2021 → Present
    Rancho Santa Fe, CA
  • 01/2019 → 03/2021
    Flower Drop, Llc
    Danville, CA
  • 10/2017 → 01/2019
    Compass Airlines, Llc
    Minneapolis, MN
  • 03/2017 → 10/2017
    Unemployed
    San Marcos, CA
  • 11/1995 → 03/2017
    U.S. Marine Corps
    Quantico, VA
  • 01/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Other Businesses

1. REAL ESTATE RENTAL PROPERTY 1-Investment related; 682 Shenandoah Avenue, San Marcos, CA 92078; Owner and Property Manager; Start date: 05/2005; 5 hours per month; 0 hours during securities trading hours; Duties include periodic communication with tenants and coordination of maintenance or repair requirements through communication with local landscape, plumbing, etc. vendors. 2. REAL ESTATE RENTAL PROPERTY 2-Investment related; 1801 Parkside Drive, Concord, CA 94519; Owner and Property Manager; Start date: 01/2021; 5 hours per month; 0 hours during securities trading hours; Duties include periodic communication with tenants and coordination of maintenance or repair requirements through communication with local landscape, plumbing, etc. vendors. 3. *447904 - 1803 PARKSIDE DRIVE RENTAL PROPERTY JOINT OWNERSHIP WITH EARLENE SHERMAN (SPOUSE); Investment related - Yes; Concord, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2021; During business hours: 0; After business hours: 1; Property Management 4. *447901 - Kyro Digital; Investment related - No; Mission VIejo, California; Media Production; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 09/2021; During business hours: 8; After business hours: 0; Investment Decisions/Advice, Other *438735 - Real Estate; Investment related: Yes; SAN MARCOS, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2015; During business hours: 0; After business hours: 5; Property Management *438739 - 1801 PARKSIDE DRIVE RENTAL PROPERTY JOINT OWNERSHIP WITH EARLENE SHERMAN (SPOUSE); Investment related: Yes; CONCORD, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2021; During business hours: 0; After business hours: 5; Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-17
  • S66 Uniform Combined State Law Examination
    2021-09-17

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rancho Santa Fe, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor