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Sam Nelson Bergida

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA

Seattle, WA

Scottsdale, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-02-14
TX RA APPROVED 2018-06-21
FL RA APPROVED 2018-04-18
  • WA RA
    APPROVED
    Since 2019-02-14
  • TX RA
    APPROVED
    Since 2018-06-21
  • FL RA
    APPROVED
    Since 2018-04-18

Branch Locations

401 Union St, Seattle, WA 98101 • United States

Seattle, WA • United States

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boca Raton FL 12/2017 Present
Bank Of America Boynton Beach FL 06/2016 12/2017
Bank Of America, N.A. Boca Raton FL 05/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-27
  • S66 Uniform Combined State Law Examination
    2018-03-27
Other Names
  • Sam Nelson Bergida
  • Sam Bergida

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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