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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2009-07-23 |
Branch Locations
104 Union Ave Fl 1 Ste 1, Manasquan, NJ 08736-3625 • United States
The Atrium Ste 390 80 E Rt 4, Paramus, NJ 07652-2647 • United States
Brielle, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Paramus | NJ | 07/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Manasquan | NJ | 03/2020 | Present |
Outside Employment; Munn and Associates; financial advisor; Partnership with another Ameriprise Advisor Seth Courtwright; 80 Route 4 East , Suite 390, Paramus, NJ, 07652; Investment-Related; 01/24/2024; 10 to 19 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-09 |
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