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CRD 3183857
Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-07-13 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
265 Brookview Centre Way Ste 100, Knoxville, TN 37919 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2009-10-05 |
Branch Locations
7335 Crossleigh Ct Ste 100, Toledo, OH 43617 • United States
265 Brookview Centre Way Ste 100, Knoxville, TN 37919 • United States
Knoxville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Knoxville | TN | 09/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Knoxville | TN | 11/2016 | Present |
| Wells Fargo Advisors Financial Network | Knoxville | TN | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-29 |
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