Caleb Matthew Ulmer

Current Employers

Employment History

• 01/2008 → 12/2017
  Student
  Sycamore, OH
• 05/2012 → 12/2017
  United Bank
  Marion, OH
• 12/2017 → 04/2018
  Unemployed
  Columbus, OH
• 04/2018 → 05/2018
  Axa Advisors, Llc
  New York, NY
• 07/2018 → 02/2019
  The Huntington National Bank
  Mt Vernon, OH
• 07/2018 → 02/2019
  The Huntington Investment Company
  Columbus, OH
• 03/2019 → 07/2023
  Raymond James Financial Services, Inc.
  Mount Vernon, OH
• 02/2019 → Present
  United Bank
  Bucyrus, OH
• 03/2019 → 07/2023
  Raymond James Financial Services Advisors Inc.
  Bucyrus, OH
• 02/2020 → Present
  Located At Park National Bank
  Bucyrus, OH
• 02/2019 → Present
  Park National Bank
  Bucyrus, OH
• 10/2024 → Present
  Sanctuary Securities, Inc.
  Marion, OH
• 10/2024 → Present
  Sanctuary Advisors Llc
  Marion, OH

Previous Registrations

• 2019-03-25 → 2023-08-09
  Raymond James Financial Services Advisors, Inc
  Bucyrus, OH
  Bucyrus, OH

Other Businesses

1) Name: Avita Foundation Position: Board Member Nature: Foundation designed to support growth of the Avita Health System Investment Related: No Hours: 2 Securities Trading Hours: 2 Start Date: 9/1/2022 Address: 629 N Sandusky Ave, Bucyrus OH 44820, United States Description: Help organize annual 5k and golf outing. Attend quarterly board meeting where they discuss current incentives and financials 2) ALLUVIAL TAX & PLANNING LLC POSITION: Independent Contractor NATURE: Prepares income taxes and provides tax planning to its clients. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/15/2026 ADDRESS: 1714 Marion-Waldo Rd, Marion OH 43302, United States DESCRIPTION: Tax reporting reviews prepared for Alluvial Tax & Planning clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-10-30
• S63 Uniform Securities Agent State Law Examination
  2018-09-17

Designations

Other Names

• Caleb M Ulmer
• Caleb Matthew Ulmer