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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-10
  • TX RA
    APPROVED
    Since 2024-07-10

Branch Locations

301 Commerce Street, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc San Antonio TX 01/2018 08/2018
Baylor University Waco TX 09/2017 12/2017
Unemployed Waco TX 11/2016 09/2017
Wells Fargo Waco TX 09/2013 10/2016
Jpmorgan Chase Bank, Na. San Antonio TX 01/2018 08/2018
Morgan Stanley San Antonio TX 08/2018 07/2024
Ubs Financial Services Inc. Forth Worth TX 07/2024 Present
Lululemon San Marcos TX 03/2022 03/2024
  • 01/2018 → 08/2018
    Jpmorgan Securities Llc
    San Antonio, TX
  • 09/2017 → 12/2017
    Baylor University
    Waco, TX
  • 11/2016 → 09/2017
    Unemployed
    Waco, TX
  • 09/2013 → 10/2016
    Wells Fargo
    Waco, TX
  • 01/2018 → 08/2018
    Jpmorgan Chase Bank, Na.
    San Antonio, TX
  • 08/2018 → 07/2024
    San Antonio, TX
  • 07/2024 → Present
    Forth Worth, TX
  • 03/2022 → 03/2024
    Lululemon
    San Marcos, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-14
  • S66 Uniform Combined State Law Examination
    2018-03-14
Other Names
  • Krystal Nichole Lopez

View on SEC IAPD

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