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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2018-03-29 |
| TX | RA | APPROVED | 2018-03-28 |
Branch Locations
6300 S. Old Village Place Suite 201, Sioux Falls, SD 57108-2102 • United States
Sioux Falls, SD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scotiabank | Medicine Hat | 06/2015 | 11/2017 | |
| Rbc Capital Markets, Llc. | Sioux Falls | SD | 01/2018 | Present |
1) NAME OF ENTITY: American Red Cross ADDRESS: 2925 E 57th St, Sioux Falls SD 57108 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Board of Directors for American Red Cross. Helping out with families impacted by fires. CAPACITY: Board of Directors START DATE: 07/01/2023 DUTIES: Board of Director and input into decisions made by the company. HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.25
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-27 |
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