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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-08 |
| MN | RA | APPROVED | 2018-07-09 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States
1502 London Rd Ste 210, Duluth, MN 55812 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Duluth | MN | 11/2012 | Present |
| Wells Fargo Clearing Services Llc | Duluth | MN | 01/2018 | Present |
TWIN PORTS RAMPAGE YOUTH SOFTBALL 14U TEAM; INV RELATED; SUPERIOR, WI; NPO YOUTH SOFTBALL; TREASURER; START DATE: 08/11/2025; 12 HRS PER MONTH; 0 HRS DURING TRADING; | TWIN PORTS RAMPAGE SOFTBALL; NOT INV RELATED; SUPERIOR, WI; COACH FOR SOFTBALL TEAM; ASSISTANT COACH; START DATE: 08/25/2025; 12 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-12 |
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