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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-04-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Mesa | AZ | 07/2022 | 05/2023 |
| Wells Fargo Clearing Services Llc | Scottsdale | AZ | 01/2018 | 05/2023 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 05/2023 | 03/2026 |
| Wells Fargo Bank Na | Mesa | AZ | 07/2021 | 07/2022 |
| Wells Fargo Bank Na | Apache Junction | AZ | 04/2018 | 07/2021 |
| Wells Fargo Bank Na | Apache Junction | AZ | 11/2015 | 04/2018 |
| Rio Salado College | Tempe | AZ | 08/2021 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 05/2023 | 03/2026 |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 05/2023 | 03/2026 |
| U.S. Bancorp Advisors, Llc | Phoenix | AZ | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-12 |
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