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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-02
NM RA APPROVED 2024-09-27
AZ RA APPROVED 2024-09-26
CA RA APPROVED 2024-09-23
TX RA APPROVED 2024-09-23
WA RA APPROVED 2024-09-23
  • NY RA
    APPROVED
    Since 2025-01-02
  • NM RA
    APPROVED
    Since 2024-09-27
  • AZ RA
    APPROVED
    Since 2024-09-26
  • CA RA
    APPROVED
    Since 2024-09-23
  • TX RA
    APPROVED
    Since 2024-09-23
  • WA RA
    APPROVED
    Since 2024-09-23

Branch Locations

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

8753 E. Bell Road Suite #101, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tcfg Wealth Management, Llc Laguna Niguel CA 01/2018 07/2020
Kyrene School District Tempe AZ 01/2013 05/2017
Unemployed N/A AZ 05/2017 01/2018
Clark & Associates Financial Services, Pllc Scottsdale AZ 01/2018 07/2020
Centaurus Financial, Inc. Anaheim CA 07/2020 Present
  • 01/2018 → 07/2020
    Tcfg Wealth Management, Llc
    Laguna Niguel, CA
  • 01/2013 → 05/2017
    Kyrene School District
    Tempe, AZ
  • 05/2017 → 01/2018
    Unemployed
    N/A, AZ
  • 01/2018 → 07/2020
    Clark & Associates Financial Services, Pllc
    Scottsdale, AZ
  • 07/2020 → Present
    Anaheim, CA
Other Businesses

1. HOLLAR FINANCIAL GROUP LLC POSITION: Managing Member NATURE: DBA/The entity was setup to run office expenses thru. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 8753 E. Bell Road, Suite #101, Scottsdale AZ 85260, United States DESCRIPTION: I am the sole member of this LLC and solely responsible for its day to day activity. 2. SPIVAK FINANCIAL GROUP POSITION: n/a NATURE: DBA for branding purposes only INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/19/2024 ADDRESS: 8753 E. Bell Road, Suite #101, Scottsdale AZ 85260, United States DESCRIPTION: DBA for branding purposes only 3. ARIZONA INTERSCHOLASTIC ASSOCIATION POSITION: independent contractor NATURE: youth soccer INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 09/04/2025 ADDRESS: 5742 W Gary Dr, Chandler AZ 85226, United States DESCRIPTION: referee soccer games for pay (1099)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-13
S63 Uniform Securities Agent State Law Examination 2018-02-16
  • S65 Uniform Investment Adviser Law Examination
    2024-09-13
  • S63 Uniform Securities Agent State Law Examination
    2018-02-16

View on SEC IAPD

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