Sam Griffin Lashin

Employer firm

Charles Schwab Investment Management, Inc CRD 106753

$1.72T regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 10/2018
  Wasmer, Schroeder & Company
  Naples, FL
• 09/2016 → 05/2017
  Wasmer, Schroeder & Company
  Naples, FL
• 06/2015 → 09/2016
  Florida Gulf Coast University
  Ft. Myers, FL
• 10/2018 → 06/2020
  Wasmer Schroeder
  Naples, FL
• 07/2020 → 01/2022
  Charles Schwab Investment Advisory, Inc
  Naples, FL
• 07/2020 → 08/2021
  Charles Schwab & Co., Inc.
  Naples, FL
• 07/2021 → 01/2022
  Charles Schwab Investment Management, Inc.
  Naples, FL
• 12/2021 → 12/2022
  Charles Schwab & Co., Inc.
  Naples, FL
• 02/2022 → 12/2022
  Charles Schwab Trust Bank
  Fort Myers, FL
• 12/2022 → Present
  Charles Schwab Investment Management, Inc.
  Huntersville, NC

Previous Registrations

• 2022-02-08 → 2022-12-22
  Charles Schwab & Co., Inc.
  Chicago, IL
  Fort Myers, FL
• 2021-09-17 → 2022-02-11
  Charles Schwab Investment Management, Inc
  Naples, FL
  San Francisco, CA
• 2020-07-07 → 2022-02-11
  Charles Schwab Investment Advisory, Inc.
  Naples, FL
  San Francisco, CA
• 2018-05-10 → 2020-07-02
  Wasmer Schroeder
  Naples, FL

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-02-01
• S65 Uniform Investment Adviser Law Examination
  2018-04-20

Other Names

• Sam G Lashin