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425 Market Street Suite 1700, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wasmer, Schroeder & Company | Naples | FL | 05/2017 | 10/2018 |
| Wasmer, Schroeder & Company | Naples | FL | 09/2016 | 05/2017 |
| Florida Gulf Coast University | Ft. Myers | FL | 06/2015 | 09/2016 |
| Wasmer Schroeder | Naples | FL | 10/2018 | 06/2020 |
| Charles Schwab Investment Advisory, Inc | Naples | FL | 07/2020 | 01/2022 |
| Charles Schwab & Co., Inc. | Naples | FL | 07/2020 | 08/2021 |
| Charles Schwab Investment Management, Inc. | Naples | FL | 07/2021 | 01/2022 |
| Charles Schwab & Co., Inc. | Naples | FL | 12/2021 | 12/2022 |
| Charles Schwab Trust Bank | Fort Myers | FL | 02/2022 | 12/2022 |
| Charles Schwab Investment Management, Inc. | Huntersville | NC | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-02-01 |
| S65 | Uniform Investment Adviser Law Examination | 2018-04-20 |
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