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Spencer James O'BRien

Morgan Stanley

Seattle, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-08
WA RA APPROVED 2019-07-08
  • TX RA
    APPROVED
    Since 2019-07-08
  • WA RA
    APPROVED
    Since 2019-07-08

Branch Locations

601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Seattle WA 06/2019 Present
United States Army Jblm WA 06/2009 06/2018
Morgan Stanley New York NY 04/2018 09/2018
Amazon Web Services Seattle WA 10/2018 06/2019
Morgan Stanley Private Bank, N.A New York NY 06/2019 Present
  • 06/2019 → Present
    Seattle, WA
  • 06/2009 → 06/2018
    United States Army
    Jblm, WA
  • 04/2018 → 09/2018
    New York, NY
  • 10/2018 → 06/2019
    Amazon Web Services
    Seattle, WA
  • 06/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

1. *376442 - United States Military Academy; Investment related No; Government / Municipality / Political; Volunteer Admissions Liaison Officer (proprietor, partner, officer, director, employee, trustee, agent); Jul 2018; During business hours: 0; After business hours: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-06
  • S66 Uniform Combined State Law Examination
    2018-03-06
Other Names
  • Spencer James Obrien
  • Spencer James O'BRien

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