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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-17
FL RA APPROVED 2020-06-03
  • TX RA
    APPROVED
    Since 2020-07-17
  • FL RA
    APPROVED
    Since 2020-06-03

Branch Locations

15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Guaynabo PR 01/2018 Present
Centro Dermatologico Del Este Fajardo PR 12/2016 01/2018
Real Time Pain Relief, Llc Carolina PR 02/2015 12/2016
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-01
  • S66 Uniform Combined State Law Examination
    2020-06-01

View on SEC IAPD

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