Chandler William Cole

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 12/2017
  Arizona State University
  Tempe, AZ
• 05/2017 → 08/2017
  Arizona Public Service
  Phoenix, AZ
• 05/2016 → 04/2017
  Ced Scottsdale
  Scottsdale, AZ
• 01/2018 → Present
  Lpl Financial, Llc
  Phoenix, AZ

Other Businesses

1. 9/13/2018 - Knapp Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Registered Administrative Associate - Start Date: 08/29/2018 - 0 Hours Per Month/0 Hours During Securities Trading. 2. 08/22/2024 - Lion Street - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 05/01/2020 - 2 Hours Per Month/ 0 Hours During Trading 3. 09/23/2024 - Other - Notary - Investment Related - At Reported Business Location(s) - Start Date 11/19/2021 - 0 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2018-05-11