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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-27 |
| IL | RA | APPROVED | 2024-03-19 |
Branch Locations
1033 Skokie Blvd, Northbrook, IL 60062 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 01/2018 | Present |
| Ross Financial Services | Northbrook | IL | 10/2013 | 12/2017 |
I*2469312, Entity Type: , Name of OBA: Rep Payee for Niece, Address: Highland Park, Illinois, 60035, Investment Related: N, Position, Title, Association: Conservator, Employee State Date: 04/01/2025, No Hours: 0 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2470284, Entity Type: , Name of OBA: Rep Payee for Sister, Address: Highland Park, Illinois, 60035, Investment Related: N, Position, Title, Association: Conservator, Employee State Date: 02/17/2025, No Hours: 0 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-18 |
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