Patricia Jones

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → Present
  Lpl Financial, Llc
  Minneapolis, MN

Previous Registrations

• 2011-01-10 → 2012-09-21
  Morgan Stanley
  Minneapolis, MN
• 2007-09-25 → 2011-01-10
  Edward Jones
  Bloomington, MN

Other Businesses

1. 08/23/2012 : JONES FINANCIAL CONSULTING GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 6/21/2013: JONES FINANCIAL GROUP, INC. - DBA: JONES FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - PRESIDENT - TIME SPENT 10%. 3. 08/18/2025 - Community University Health Care Clinic - Outside/W-2 Employment - Minneapolis, MN - Not Inv rel - Start date: 07/14/2025 - 100hrs/mnth 0 hrs during trading.

Exams

• S66 Uniform Combined State Law Examination
  2001-08-30

Other Names

• Patricia Humphries
• Patricia Humphries