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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-09-10 |
| TX | RA | APPROVED | 2020-09-04 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Signal Company | Grand Rapids | MI | 09/2017 | 12/2017 |
| Greenleaf Hospitality Group: Kalamazoo Athletic Club | Kalamazoo | MI | 02/2016 | 09/2017 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 01/2018 | Present |
| Western Michigan University | Kalamazoo | MI | 09/2013 | 04/2017 |
EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-12 |
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