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104 E. Roosevelt Road Suite 200, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-01-19 |
Branch Locations
104 E. Roosevelt Road Suite 200, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wheaton College | Wheaton | IL | 08/2013 | 05/2017 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 01/2018 | 07/2021 |
| Unemployed | Wheaton | IL | 05/2017 | 01/2018 |
| First Trust Portfolios L.P. | Wheaton | IL | 09/2022 | 09/2023 |
| First Trust Advisors L.P. | Wheaton | IL | 09/2022 | 09/2023 |
| Fidelity Investments, Llc | Wheaton | IL | 09/2021 | 09/2022 |
| Timothy Financial Counsel, Inc. | Wheaton | IL | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-12 |
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