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500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2018-07-03 |
Branch Locations
1521 Concord Pike Suite 103 West, Wilmington, DE 19803 • United States
500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bfc Planning, Inc. | Wilmington | DE | 02/2018 | 07/2018 |
| Compass Institutional Marketing | Boca Raton | FL | 08/2005 | 06/2017 |
| Locke Industries Llc | Wilmington | DE | 09/2017 | 06/2020 |
| Uber | Wilmington | DE | 04/2016 | 05/2020 |
| Lyft | Wilmington | DE | 04/2016 | 05/2020 |
| Sound Income Strategies, Llc | Wilmington | DE | 07/2018 | Present |
| Poole Locke Associates | Wilmington | DE | 09/2017 | Present |
1.POOLE LOCKE ASSOCIATES, LLC-Y-WILMINGTON, DE- INVESTMENT RELATED. FIXED INSURANCE SALES.ENCPMPASSES APPROXIMATELY 50% OF BUSINESS HOURS. 1521 CONCORD PIKE SUITE 103 WEST WILMINGTON DE 19803. 2. THE RETIREMENT INCOME SOURCE FRANCHISE OWNER AND DBA- INVESTMENT RELATED. MARKETING TO PROSPECTIVE CLIENT FOR FIXED INSURANCE AND INVESTMENT ADVISORY SERVICES. START DATE 7/27/22. THIS DOES NOT ENCOMPASS ANY BUSINESS HOURS. 3. BABY GUARD OF PALM BEACH AND BROWARD, LLC - NON-INVESTMENT RELATED. 10% OWNER. INSTALLATION OF REMOVABLE FENCES AROUND POOLS. THIS DOES NOT ENCOMPASS ANY BUSINESS HOURS. 11947 W. SAMPLE ROAD, CORAL SPRINGS, FL 33065
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-19 |
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