Best Investors Account Sign in
Current Employers
Sound Income Strategies, Llc

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2018-07-03
  • DE RA
    APPROVED
    Since 2018-07-03

Branch Locations

1521 Concord Pike Suite 103 West, Wilmington, DE 19803 • United States

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bfc Planning, Inc. Wilmington DE 02/2018 07/2018
Compass Institutional Marketing Boca Raton FL 08/2005 06/2017
Locke Industries Llc Wilmington DE 09/2017 06/2020
Uber Wilmington DE 04/2016 05/2020
Lyft Wilmington DE 04/2016 05/2020
Sound Income Strategies, Llc Wilmington DE 07/2018 Present
Poole Locke Associates Wilmington DE 09/2017 Present
  • 02/2018 → 07/2018
    Wilmington, DE
  • 08/2005 → 06/2017
    Compass Institutional Marketing
    Boca Raton, FL
  • 09/2017 → 06/2020
    Locke Industries Llc
    Wilmington, DE
  • 04/2016 → 05/2020
    Uber
    Wilmington, DE
  • 04/2016 → 05/2020
    Lyft
    Wilmington, DE
  • 07/2018 → Present
    Wilmington, DE
  • 09/2017 → Present
    Poole Locke Associates
    Wilmington, DE
Previous Registrations
Other Businesses

1.POOLE LOCKE ASSOCIATES, LLC-Y-WILMINGTON, DE- INVESTMENT RELATED. FIXED INSURANCE SALES.ENCPMPASSES APPROXIMATELY 50% OF BUSINESS HOURS. 1521 CONCORD PIKE SUITE 103 WEST WILMINGTON DE 19803. 2. THE RETIREMENT INCOME SOURCE FRANCHISE OWNER AND DBA- INVESTMENT RELATED. MARKETING TO PROSPECTIVE CLIENT FOR FIXED INSURANCE AND INVESTMENT ADVISORY SERVICES. START DATE 7/27/22. THIS DOES NOT ENCOMPASS ANY BUSINESS HOURS. 3. BABY GUARD OF PALM BEACH AND BROWARD, LLC - NON-INVESTMENT RELATED. 10% OWNER. INSTALLATION OF REMOVABLE FENCES AROUND POOLS. THIS DOES NOT ENCOMPASS ANY BUSINESS HOURS. 11947 W. SAMPLE ROAD, CORAL SPRINGS, FL 33065

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-19
  • S65 Uniform Investment Adviser Law Examination
    2018-01-19
Other Names
  • James Francis Locke

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wilmington, DE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor