Colleen Virginia Dunaway

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2022-10-25

MO RA
APPROVED

Since 2022-10-25

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Enterprise Holdings	St. Johns	MO	08/2014	12/2017
Diversified Financial Advisors, Llc	Town & Country	MO	12/2017	07/2020
Stifel	St. Louis	MO	07/2020	Present

08/2014 → 12/2017

Enterprise Holdings

St. Johns, MO
12/2017 → 07/2020

Diversified Financial Advisors, Llc

Town & Country, MO
07/2020 → Present

Stifel

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-22

S66 Uniform Combined State Law Examination

2022-10-22

Other Names

Colleen Dunaway

View on SEC IAPD

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Other Investors

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GREGORY JOHN WOZNIAK

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ANTHONY DWAYNE RICH

Anna Marie Meurer

John Michael Laaker

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