Joseph Patrick Northern

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 02/2020
  Edward Jones
  Southlake, TX
• 04/2001 → 08/2017
  Southweat Label Stock
  Irving, TX
• 09/2017 → 12/2017
  Unemployed
  Grapevine, TX
• 08/2020 → 12/2022
  Td Ameritrade, Inc.
  Southlake, TX
• 03/2020 → 07/2020
  Unemployed
  Grapevine, TX
• 12/2022 → Present
  Charles Schwab And Co., Inc.
  Fort Worth, TX
• 02/2023 → 06/2024
  Td Ameritrade, Inc.
  Fort Worth, TX
• 02/2023 → 09/2023
  Td Ameritrade Investment Management, Llc
  Westlake, TX
• 01/2023 → Present
  Charles Schwab Bank, Ssb
  Fort Worth, TX

Previous Registrations

• 2022-06-29 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Southlake, TX
  Grapevine, TX
  Westlake, TX
• 2020-09-24 → 2022-10-14
  Td Ameritrade, Inc.
  Westlake, TX
  Grapevine, TX
  Westlake, TX
  Fort Worth, TX
  Westlake, TX
• 2018-06-22 → 2020-02-06
  Edward Jones
  Southlake, TX
  Grapevine, TX
  St Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2018-06-21

Other Names

• Joe Northern
• Joe Northern
• Joseph Patrick Northern
• Joe Northern
• Joe Patrick Northern
• Joe Northern