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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-24 |
| SC | RA | APPROVED | 2018-12-11 |
Branch Locations
100 Shorecrest Drive, Clemson, SC 29631 • United States
Greenville, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Anderson University | Anderson | SC | 08/2015 | 12/2016 |
| Clemson University | Clemson | SC | 01/2017 | 05/2018 |
| Mast General Store | Greenville | SC | 05/2016 | 08/2017 |
| Stoney's Barbeque | Anderson | SC | 05/2017 | 12/2017 |
| Ameriprise Financial Services Inc. | Clemson | SC | 12/2017 | 05/2018 |
| Ameriprise Financial Services, Inc | Clemson | SC | 05/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Clemson | SC | 03/2020 | Present |
Business Ownership; Stephen McIntee Sole Prop.; Owner; Tax Preparation; 103 Highline Trail, , Greenville, SC, 29607; Not Investment-Related; 03/31/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; CAROLINAS WEALTH INC.; Employee of Carolinas Wealth Inc.; Manage advisory business; 119A Professional Park Drive, , Seneca, SC, 29678; Investment-Related; 12/19/2018; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-30 |
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