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Current Employers
Gradient Securities, Llc

4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-04-14
KY RA APPROVED 2026-01-05
NC RA APPROVED 2025-12-22
GA RA APPROVED 2025-12-17
OH RA APPROVED 2025-12-17
UT RA APPROVED 2025-12-17
SC RA APPROVED 2025-12-16
TX RA APPROVED 2025-12-16
  • VA RA
    APPROVED
    Since 2026-04-14
  • KY RA
    APPROVED
    Since 2026-01-05
  • NC RA
    APPROVED
    Since 2025-12-22
  • GA RA
    APPROVED
    Since 2025-12-17
  • OH RA
    APPROVED
    Since 2025-12-17
  • UT RA
    APPROVED
    Since 2025-12-17
  • SC RA
    APPROVED
    Since 2025-12-16
  • TX RA
    APPROVED
    Since 2025-12-16

Branch Locations

402-1 Pendleton Rd, Clemson, SC 29631 • United States

4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States

4105 Lexington Avenue Suite 380, Arden Hills, MN 55126 • US

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Strategic Financial Alliance, Inc. Atlanta GA 08/2015 12/2025
Gradient Securities, Llc Arden Hills MN 12/2025 Present
Previous Registrations
Other Businesses

1. KEOWEE FINANCIAL GROUP; INVESTMENT RELATED; 402 PENDLETON RD, CLEMSON, SC 29631; FIXED INSURANCE; PARTNER; START 08/2015; 15 HOURS PER MONTH, 1 HOUR DURING SECURITITES TRADING HOURS: OFFERS FIXED INSURANCE SALES THROUGH VARIOUS PRODUCT PROVIDERS. - ALSO USED AS DBA FOR MARKETING FINANCIAL SERVICES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-17
S63 Uniform Securities Agent State Law Examination 2000-08-08
  • S65 Uniform Investment Adviser Law Examination
    2014-06-17
  • S63 Uniform Securities Agent State Law Examination
    2000-08-08
Other Names
  • Greg Wales

View on SEC IAPD

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