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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • SC RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

154 Exchange St, Pendleton, SC 29670 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Al Campbell Insurance Agency Anderson SC 05/1977 Present
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Aci Financial Llc Pendleton SC 05/1980 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/1977 → Present
    Al Campbell Insurance Agency
    Anderson, SC
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/1980 → Present
    Aci Financial Llc
    Pendleton, SC
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2004-03-24 → 2013-09-03
    Tower Square Securities, Inc.
    Pendleton, SC
    Clemson, SC
Other Businesses

1. INDEPENDENT INSURANCE AGENT DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE PENDLETON SC FOR 20HRS/WK SINCE 1978//B&G PROPERTIES CLEMSON, LLC OWN AN OFFICE BUILDING THAT WILL BE LEASED TO ACI FINANCIAL FOR 0HRS/WK SINCE 5/2012 2. OWNER RENTAL PROPERTY AT PERSONAL RESIDENCE FOR 1HR/WK SINCE 1994 3. PARTNER IN C-WINGS LLC IN EDGEFIELD, SC FOR 0 HRS/WK SINCE 10/2010. 4. NAME OF OTHER BUSINESS: UNIVERSITY BAPTIST CHURCH INVESTMENT RELATED: NO ADDRESS: 401 PENDLETON RD. CLEMSON, SC 29631 NATURE OF BUSINESS: CHURCH START DATE: 01/01/2016 POSITION/TITLE/RELATIONSHIP: MEMBER OF DEACON BOARD APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: DEACON - RESPONSIBLE FOR COLLEGE MINISTRY. 5. NAME OF OTHER BUSINESS: DBA ACI FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/1980; POSITION/TITLE/RELATIONSHIP: PRESIDENT/ FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-18
S63 Uniform Securities Agent State Law Examination 1986-08-22
  • S65 Uniform Investment Adviser Law Examination
    2003-07-18
  • S63 Uniform Securities Agent State Law Examination
    1986-08-22
Designations
Other Names
  • Bert Campbell

View on SEC IAPD

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