Stephen Michael Tanner

Employer firm

Forty North Wealth CRD 290770

$351M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1994 → Present
  S.M. Tanner Inc.
  Wheat Ridge, CO
• 12/2017 → Present
  Panoramic Investment Advisors
  Glendale, CO

Other Businesses

1. President/Employee of SM Tanner Inc, 100% Shareholder, which provides tax preparation services. It is anticipated that 80% of his time, will be spent providing these services for which he may receive normal and customary compensation for this outside business activity. 4800 Wadsworth #302 Wheat Ridge, CO 80033 2. PERSONAL REP ON WILMA HALE ESTATE. START DATE: 10/2022. WHEAT RIDGE, CO. 50 HOURS/MONTH 50 HOURS DURING SECURITIES TRADING HOURS/MONTH. 3. 66th Circle LLC. Not Investment Related. Wheat Ridge, CO. Own and manage residential rental unit. Owner. Start Date: January 2024. 8 hrs/mnth outside securities trading hours. 0 hrs/mnth during securities trading hours. 2 person LLC in which Mr. Tanner serves as 97.5% owner. 4. Xenon St. LLC. Not investment related. Wheat Ridge, Co. Own and Manage residential rental unit. Owner. Start Date: 2017. 8 hrs/mnth outside securities trading hours. 0 hrs/mnth during securities trading hours. Single Member LLC to manage rental units.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-01-20