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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-20 |
| IN | RA | APPROVED | 2018-05-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rochester | IN | 01/2018 | Present |
| Social Security Administration | Valparaiso | IN | 04/2009 | 12/2017 |
| First Federal Savings Bank | Rochester | IN | 01/2018 | Present |
1)1/10/18- Plymouth Family Eyecare- Family Business - Bookkeeper- Non-Inv. Related- Plymouth, IN - start date 2/1/16- 20hrs/month- 10% 2. 09/30/2019 - Mutual of Omaha, Aetna, Cigna, Liberty Bankers, Thrivent - Investment related - At reported business location(s) - Non-Variable Insurance - start date:09/16/2019 - 20 hrs/mo - 1 hr during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-11 |
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