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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-01-28
  • IN RA
    APPROVED
    Since 2026-01-28

Branch Locations

301 E. Ninth St., Rochester, IN 46975 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fusion Education Group Grand Rapids MI 04/2023 06/2023
Aflac Inc New Albany IN 05/2022 07/2022
Bre Inc Floyds Knobs IN 05/2021 07/2021
Jay C Food Stores Floyds Knobs IN 04/2020 07/2020
Floyd Central High School Floyds Knobs IN 08/2016 05/2020
Depauw University Greencastle IN 08/2020 05/2024
Unemployed Floyds Knobs IN 05/2024 01/2025
Parkland Securities, Llc Ann Arbor MI 01/2025 01/2026
Spc Ann Arbor MI 01/2025 01/2026
First Federal Savings Bank Rochester IN 01/2026 Present
Lpl Financial Llc Rochester IN 01/2026 Present
  • 04/2023 → 06/2023
    Fusion Education Group
    Grand Rapids, MI
  • 05/2022 → 07/2022
    Aflac Inc
    New Albany, IN
  • 05/2021 → 07/2021
    Bre Inc
    Floyds Knobs, IN
  • 04/2020 → 07/2020
    Jay C Food Stores
    Floyds Knobs, IN
  • 08/2016 → 05/2020
    Floyd Central High School
    Floyds Knobs, IN
  • 08/2020 → 05/2024
    Depauw University
    Greencastle, IN
  • 05/2024 → 01/2025
    Unemployed
    Floyds Knobs, IN
  • 01/2025 → 01/2026
    Parkland Securities, Llc
    Ann Arbor, MI
  • 01/2025 → 01/2026
    Ann Arbor, MI
  • 01/2026 → Present
    First Federal Savings Bank
    Rochester, IN
  • 01/2026 → Present
    Rochester, IN
Previous Registrations
  • 2025-01-23 → 2026-01-05
    Ann Arbor, MI
    Fishers, IN
Other Businesses

1- 03/05/2026 - First Federal Savings Bank of Rochester - Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 02/02/2026 - 20 hours per month/ 1 hour during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-22
  • S66 Uniform Combined State Law Examination
    2024-11-22

View on SEC IAPD

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