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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-03 |
| CT | RA | APPROVED | 2021-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Westport | CT | 05/2017 | 10/2021 |
| Unemployed | Ridgefield | CT | 12/2012 | 05/2017 |
| Morgan Stanley | Fairfield | CT | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-08 |
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