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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-01-29 |
| TX | RA | APPROVED | 2024-01-23 |
Branch Locations
1776 Pleasant Plain Rd, Fairfield, IA 52556 • United States
Schertz, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc | Waverly | IA | 11/2017 | 08/2021 |
| Randolph Brooks Fcu | Live Oak | TX | 09/2011 | 09/2021 |
| Ameriprise Financial Services, Llc | Live Oak | TX | 08/2021 | 09/2021 |
| Citigroup Global Markets, Inc. | San Antonio | TX | 10/2021 | 01/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2024 | Present |
1. JOHN TOWNSLEY, 419 Blue Spruce Dr, New Braunfels TX 78130, United States, 11/15/2022, Owner, Real Estate, INV REL, 2 HR/MO - 0 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2024 AS ADVISORY REP OF AN RIA. INV REL, 160 HR/MO, 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-23 |
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