Pamela M Gruber

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2022 → Present
  Elite Wealth Planners, Llc
  Fond Du Lac, WI
• 02/2018 → 08/2022
  Horicon Wealth Manbagement
  Fond Du Lac, WI
• 11/2015 → 02/2018
  Horicon Bank
  Fond Du Lac, WI
• 12/2017 → Present
  Lpl Financial Llc
  San Diego, CA

Other Businesses

1) 05/30/2024 - Elite Wealth Planners, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/22/2022 - 40 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-04-25
• S63 Uniform Securities Agent State Law Examination
  2022-12-30

Other Names

• Pamela Gruber
• Pam Gruber