Shiva Rahmati

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-04-12
WA	RA	APPROVED	2018-03-08

TX RA
APPROVED

Since 2018-04-12
WA RA
APPROVED

Since 2018-03-08

Branch Locations

14003 Ne Woodinville Duvall Rd, Woodinville, WA 98072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Everett	WA	02/2011	Present
Bank Of America, N.A.	Everett	WA	02/2011	Present

02/2011 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Everett, WA
02/2011 → Present

Bank Of America, N.A.

Everett, WA

Other Businesses

I*2516288, Entity Type: , Name of OBA: Z B A, Address: Lynnwood, Washington, 98087, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 06/07/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-03-07

S66 Uniform Combined State Law Examination

2018-03-07

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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