Thomas C Mclaurin

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1999 → Present
  Evergreen Financial Management
  Bothell, WA
• 01/2013 → 11/2021
  Cetera Advisors Llc
  El Segundo, CA
• 11/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2012-02-28 → 2021-11-01
  Cetera Advisors Llc
  Greenwood Village, CO
  Woodinville, WA
• 2007-03-14 → 2012-02-28
  Pacific West Financial Consultants Inc
  Renton, WA
• 2004-05-19 → 2005-03-31
  Pacific West Financial Consultants Inc
  Bothell, WA

Other Businesses

1) MCLAURIN RENTALS, 21230 36th Dr. SE Bothell WA 98021, 04/2021, LANDLORD, RENTAL PROPERTY OWNER, NIR, 2 HR/MONTH 0 HR/MONTH TRADING 2) EVERGREEN FINANCIAL MANAGEMENT, 18915 142nd Ave. NE Ste. 120 Woodinville WA 98072, 04/1999, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MONTH 5 HR/MONTH TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.

Exams

• S66 Uniform Combined State Law Examination
  2004-05-10
• S63 Uniform Securities Agent State Law Examination
  1998-11-16

Other Names

• Tom Chalmers Mclaurin