Paul E Carlson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2020-03-02

WA RA
APPROVED

Since 2020-03-02

Branch Locations

20250 144Th Ave., Ne Suite 200, Woodinville, WA 98072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Princor Financial Services Corporation	Mountlake Terrace	WA	02/2014	05/2018
Securities America, Inc.	Bothell	WA	05/2018	03/2020
Securities America Advisors	Bothell	WA	05/2018	03/2020
Lpl Financial Llc	Woodinville	WA	03/2020	Present

02/2014 → 05/2018

Princor Financial Services Corporation

Mountlake Terrace, WA
05/2018 → 03/2020

Securities America, Inc.

Bothell, WA
05/2018 → 03/2020

Securities America Advisors

Bothell, WA
03/2020 → Present

Lpl Financial Llc

Woodinville, WA

Previous Registrations

2018-05-18 → 2020-03-02

Securities America Advisors, Inc.

Woodinville, WA
2014-01-24 → 2018-06-14

Principal Securities, Inc.

Mountlake Terrace, WA

Mead, WA

Mountlake Terr, WA

Bellevue, WA

Seattle, WA

Other Businesses

1)3/02/20- Hall & Associates- DBA for LPL Business (entity for LPL business)- Inv. Related- Eagle, ID - 100% 2)3/02/20- Paul Edwin Carlson- Non-Variable Insurance- Agent forterm life, fixed & indexed universal life, disability- Inv. Related- Woodinville, WA -start date 8/2013-20%

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-01-16

S66 Uniform Combined State Law Examination

2014-01-16

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews