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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-12-04
TX RA APPROVED_RES 2024-12-02
  • WA RA
    APPROVED
    Since 2024-12-04
  • TX RA
    APPROVED_RES
    Since 2024-12-02

Branch Locations

808 Sleater-Kinney Rd. Se, Lacey, WA 98503 • United States

680 W. Washington St.. Suite D, Sequim, WA 98382 • United States

101 W. Front Street, Port Angeles, WA 98362 • United States

24 A Street, Se, Auburn, WA 98002 • United States

5723 N 26Th St, Tacoma, WA 98407 • United States

8225 Martin Way E, Lacey, WA 98516 • United States

4350 Se Mile Hill Dr, Port Orchard, WA 98366 • United States

22240 Marine View Dr. S., Des Moines, WA 98198 • United States

401 23Rd Ave. S, Seattle, WA 98144 • United States

4340 Wheaton Way, Bremerton, WA 98310 • United States

34624 16Th Ave S, Federal Way,, WA 98003 • United States

4501 California Ave. Sw, Seattle, WA 98116 • United States

7100 Martin Luther King Jr. Way S, Seattle, WA 98118 • United States

512 W Smith Street, Kent, WA 98032 • United States

3710 Meridian St. S, Puyallup, WA 98373 • United States

907 Alder Ave, Sumner, WA 98390 • United States

825 Capitol Way S, Olympia, WA 98501 • United States

222 S.W. 150Th St, Burien, WA 98166 • United States

32000 Pacific Highway S., Federal Way, WA 98003 • United States

33601 21St Ave Sw, Federal Way, WA 98023 • United States

10011 Gravelly Lake Dr Sw, Lakewood, WA 98499 • United States

5225 Borgen Blvd Nw, Gig Harbor, WA 98332 • United States

231 Winslow Way E, Bainbridge Island, WA 98110 • United States

2890 Sw Barton St, Seattle, WA 98126 • United States

321 Strander Blvd, Tukwila, WA 98188 • United States

5004 Pt. Fosdick Dr. Nw, Gig Harbor, WA 98335 • United States

6305 Bridgeport Way W, Ste A, University Place, WA 98467 • United States

20350 Little Valley Rd Ne, Poulsbo, WA 98370 • United States

9922 Sw 178Th Street, Vashon, WA 98070 • United States

10745 Silverdale Way Nw, Silverdale, WA 98383 • United States

940 Stevenson Avenue, Enumclaw, WA 98022 • United States

10222 156Th St E, Puyallup, WA 98374 • United States

6950 Lakeland Hills Way Se, Auburn, WA 98092 • United States

2610 California Ave Sw, Seattle, WA 98116 • United States

600 5Th Ave. S, Ste. 107, Seattle, WA 98104 • United States

6616 6Th Avenue, Tacoma, WA 98406 • United States

21003 State Route 410 E, Bonney Lake, WA 98391 • United States

419 Kearney Street, Port Townsend, WA 98368 • United States

1102 Pacific Ave., Tacoma, WA 98402 • United States

512 W Smith St Floor 02, Kent, WA 98032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cupertino CA 10/2016 11/2024
Bank Of America, N.A. Cupertino CA 10/2016 11/2024
At&T Mobility Santa Clara CA 11/2012 09/2016
Abc Phones Of Nc Santa Clara CA 09/2016 09/2016
J.P. Morgan Securities Llc Tacoma WA 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-08
  • S66 Uniform Combined State Law Examination
    2018-03-08
Other Names
  • Anthony Nguyen
  • Anthony Vinh-Phuoc Nguyen
  • Anthony Vinhphuoc Nguyen
  • Anthony Vinh Phuoc Nguyen

View on SEC IAPD

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