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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-05-23 |
| NC | RA | APPROVED | 2018-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntersville | NC | 01/2011 | Present |
| Bank Of America, N.A. | Huntersville | NC | 01/2011 | Present |
| Midwood Smokehouse | Huntersville | NC | 09/2017 | 11/2017 |
I*505329 For profit or not for profit: Name of outside business organization: Self Investment related: N Address of business: Charlotte, North Carolina, 28269, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 10/1/2020 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I*1516272 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Charlotte, North Carolina, 28269, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 10/16/2023 Number of hours devoted: 4 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-19 |
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