Judith Phu

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2019 → 06/2019
  Unemployed
  San Antonio, TX
• 07/2018 → 03/2019
  Task Us
  San Antonio, TX
• 01/2018 → 05/2018
  World Car Nissan
  San Antonio, TX
• 05/2018 → 07/2018
  Unemployed
  San Antonio, TX
• 10/2017 → 01/2018
  Idea Public School
  San Antonio, TX
• 08/2017 → 10/2017
  University Of Texas At San Antonio
  San Antonio, TX
• 02/2017 → 08/2017
  Mi Casa Child Center
  San Antonio, TX
• 08/2013 → 05/2017
  University Of Texas At San Antonio
  San Antonio, TX
• 05/2019 → 08/2021
  New York Life Insurance Co.
  San Antonio, TX
• 08/2019 → 08/2021
  Nylife Securities Llc
  San Antonio, TX
• 08/2021 → 07/2022
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
• 07/2022 → 03/2026
  Victory Capital Services, Inc.
  San Antonio, TX
• 07/2022 → 03/2026
  Victory Capital Management, Inc.
  San Antonio, TX
• 04/2026 → Present
  Citigroup
  San Antonio, TX

Previous Registrations

• 2023-02-10 → 2026-04-08
  Victory Capital Management Inc.
  San Antonio, TX

Other Businesses

Name: Ministerio de Misericordia; Investment Related; Valle de Casa Blanca, 87345 Matamoros, Tamaulipas, Mexico; Financial literacy program for women and men leaving abusive situations. Will be working on budgeting, saving, and investing over the course of the multi class program; Position: Founder of the program with support of local churches and charities; November 18, 2023; 20 hours per month; None during trading hours; No compensation; Name: South Phu Island LLC; Not Investment Related; 200 Padre Blvd, South Padre Island TX 78597; Rental Property; Will own and manage the property; 5/24/2024; 40 hours per month, None during trading hours;

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-02-10
• S63 Uniform Securities Agent State Law Examination
  2019-12-14

Other Names

• Judith Yomalli Marquez
• Judith Y Marquez
• Judith Y Marquez Merino
• Judith Yomalli Phu