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Philip Whittaker

Schwab Wealth Advisory, Inc.

Phoenix, AZ

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-27
AZ RA APPROVED 2025-09-10
  • TX RA
    APPROVED
    Since 2025-10-27
  • AZ RA
    APPROVED
    Since 2025-09-10

Branch Locations

8040 South 48Th Street, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Phoenix AZ 11/2017 10/2018
Arizona State University Tempe AZ 08/2012 12/2017
On Communications Scottsdale AZ 11/2014 08/2017
The Prudential Insurance Company Of America Phoenix AZ 04/2018 10/2018
Randstad Scottsdale AZ 01/2019 06/2019
The Vanguard Group, Inc. Scottsdale AZ 05/2019 11/2021
Charles Schwab & Co., Inc. Phoenix AZ 12/2021 Present
Charles Schwab Bank, Ssb Phoenix AZ 12/2021 09/2025
Schwab Wealth Advisory, Inc. Phoenix AZ 09/2025 Present
  • 11/2017 → 10/2018
    Pruco Securities, Llc
    Phoenix, AZ
  • 08/2012 → 12/2017
    Arizona State University
    Tempe, AZ
  • 11/2014 → 08/2017
    On Communications
    Scottsdale, AZ
  • 04/2018 → 10/2018
    The Prudential Insurance Company Of America
    Phoenix, AZ
  • 01/2019 → 06/2019
    Randstad
    Scottsdale, AZ
  • 05/2019 → 11/2021
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 12/2021 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 12/2021 → 09/2025
    Charles Schwab Bank, Ssb
    Phoenix, AZ
  • 09/2025 → Present
    Schwab Wealth Advisory, Inc.
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-11
S63 Uniform Securities Agent State Law Examination 2018-02-09
  • S66 Uniform Combined State Law Examination
    2022-02-11
  • S63 Uniform Securities Agent State Law Examination
    2018-02-09
Designations
Other Names
  • Philip G Whittaker
  • Philip Whittaker
  • Philip Gordon Whittaker

View on SEC IAPD

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Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

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