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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-05-17 |
| TX | RA | APPROVED_RES | 2022-05-12 |
Branch Locations
370 S Cleveland Ave, Westerville, OH 43081 • United States
10 S Dearborn St, Floor 11, Chicago, IL 60603-2300 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 12/2017 | 04/2022 |
| Aczm Inc. Dba: Gartner Hvac | Skokie | IL | 12/2005 | 11/2017 |
| Bank Of America, N.A. | Rolling Meadows | IL | 08/2021 | 04/2022 |
| J. P. Morgan Securities Llc | Chicago | IL | 05/2022 | Present |
| Jpmorgan Chase Bank N. A. | Chicago | IL | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-09 |
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