Marisa Gutierrez

Orland Park, IL

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-05-01
IL	RA	APPROVED	2023-08-28

TX RA
APPROVED

Since 2024-05-01
IL RA
APPROVED

Since 2023-08-28

Branch Locations

10750 West 143Rd St Suite 54, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	12/2017	09/2019
Chase Bank	Orland Park	IL	09/2016	11/2017
Dsw	Orland Park	IL	05/2012	09/2016
Northern Trust Securities, Inc.	Chicago	IL	09/2019	03/2022
Fidelity Investments	Chicago	IL	03/2022	07/2023
Edward Jones	St Louis	MO	08/2023	Present

12/2017 → 09/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
09/2016 → 11/2017

Chase Bank

Orland Park, IL
05/2012 → 09/2016

Dsw

Orland Park, IL
09/2019 → 03/2022

Northern Trust Securities, Inc.

Chicago, IL
03/2022 → 07/2023

Fidelity Investments

Chicago, IL
08/2023 → Present

Edward Jones

St Louis, MO

Previous Registrations

2022-05-03 → 2023-07-06

Fidelity Personal And Workplace Advisors

Chicago, IL
2019-09-04 → 2022-03-18

Northern Trust Securities, Inc.

Chicago, IL
2018-05-11 → 2019-08-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-05-10

S66 Uniform Combined State Law Examination

2018-05-10

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.

CETERA INVESTMENT ADVISERS LLC

W&S BROKERAGE SERVICES, INC.

WAVE & BREAKOUT L.L.C.

HIGHPOINT PLANNING PARTNERS

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

ANDREA PAGLIARO

Randall Andrew Scianna

KRISTEN ANNE ROSE

CHRISTINA A Valtierra

Pamela Jean Tattas

MARK ANTHONY GIOVANAZZI

CRAIG PATRICK CUNNINGHAM

Other Offices

MORGAN STANLEY · Orland Park, IL

OSAIC WEALTH, INC. · Orland Park, IL

CETERA INVESTMENT ADVISERS LLC · ORLAND PARK, IL

W&S BROKERAGE SERVICES, INC. · ORLAND PARK, IL

WAVE & BREAKOUT L.L.C. · ORLAND PARK, IL

HIGHPOINT PLANNING PARTNERS · ORLAND PARK, IL

WELLS FARGO CLEARING SERVICES, LLC · ORLAND PARK, IL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ORLAND PARK, IL

More in Orland Park, IL

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