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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-04-03
  • WI RA
    APPROVED
    Since 2024-04-03

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Milwaukee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Core Staff Milwaukee WI 11/2017 03/2018
U.S. Cellular Corp. Waukesha WI 12/2004 12/2016
Gwfs Equities Milwaukee WI 03/2018 Present
Unemployed Milwaukee WI 12/2016 06/2017
Ride Share ( Uber/ Lyft) Milwaukee WI 06/2017 11/2017
Empower Advisory Group, Llc Greenwood Village CO 04/2024 Present
  • 11/2017 → 03/2018
    Core Staff
    Milwaukee, WI
  • 12/2004 → 12/2016
    U.S. Cellular Corp.
    Waukesha, WI
  • 03/2018 → Present
    Gwfs Equities
    Milwaukee, WI
  • 12/2016 → 06/2017
    Unemployed
    Milwaukee, WI
  • 06/2017 → 11/2017
    Ride Share ( Uber/ Lyft)
    Milwaukee, WI
  • 04/2024 → Present
    Greenwood Village, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-22
S63 Uniform Securities Agent State Law Examination 2018-06-26
  • S65 Uniform Investment Adviser Law Examination
    2024-03-22
  • S63 Uniform Securities Agent State Law Examination
    2018-06-26

View on SEC IAPD

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