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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-05 |
| AZ | RA | APPROVED | 2022-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Phoenix | AZ | 06/2018 | 07/2022 |
| Jpmorgan Chase Bank | Tempe | AZ | 05/2016 | 05/2018 |
| Jp Morgan Chase Bank Na | Tempe | AZ | 06/2018 | 10/2019 |
| Jp Morgan Chase Bank Na | Phoenix | AZ | 11/2019 | 07/2022 |
| Jp Morgan Chase Bank Na | Phoenix | AZ | 07/2022 | Present |
| Jp Morgan Securities Llc | Phoenix | AZ | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-16 |
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