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Inactive

Hugo Hiu Fung Chan

Kcllc

Alhambra, CA

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Current Employers
Kcllc

1525 S. Garfield Avenue, Alhambra, CA 91801 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-02-14
  • CA RA
    APPROVED
    Since 2018-02-14

Branch Locations

1525 S. Garfield Avenue, Alhambra, CA 91801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kingsferry Capital Llc Beverly Hills CA 10/2017 Present
Kingsferry Capital Llc Beverly Hills CA 01/2018 Present
Kingsferry Capital Management Group Limited Shanghai 06/2016 Present
  • 10/2017 → Present
    Kingsferry Capital Llc
    Beverly Hills, CA
  • 01/2018 → Present
    Kingsferry Capital Llc
    Beverly Hills, CA
  • 06/2016 → Present
    Kingsferry Capital Management Group Limited
    Shanghai
Other Businesses

Hugo Chan has been a director of both Kingsferry Capital Management Group Limited ("KCMG") and Kingsferry Classic Value Fund I Ltd. ("KCVF") since their incorporation. Hugo also serves as the Chief Investment Officer ("CIO") at KCMG. - KCMG is an approved investment manager business under the British Virgin Islands Financial Services Commission. KCMG was incorporated on April 25, 2016 and is registered at 3076 Sir Francis Drake's Highway, Road Town, Tortola, British Virgin Islands. - KCVF is a private fund exempt from registration as an investment company under the Investment Company Act of 1940. KCVF was incorporated on April 28, 2016 and is registered at 3076 Sir Francis Drake's Highway, P.O. Box 3463, Road Town, Tortola, British Virgin Islands. - Hugo Chan typically devotes approximately 120 hours per month on both KCMG and KCVF. - Hugo Chan typically devotes approximately 5 hours per day during securities trading hours on both KCMG and KCVF. - Hugo Chan serves as the CIO at KCMG, which is the investment manager of KCVF. As CIO, he is responsible for overseeing the overall management of fund portfolios, making investment decisions, and ensuring investment activities align with fund objectives and risk tolerance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-13
  • S65 Uniform Investment Adviser Law Examination
    2017-11-13

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