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1525 S. Garfield Avenue, Alhambra, CA 91801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kingsferry Capital Llc | Beverly Hills | CA | 10/2017 | Present |
| Kingsferry Capital Llc | Beverly Hills | CA | 01/2018 | Present |
| Kingsferry Capital Management Group Limited | Shanghai | 06/2016 | Present |
Hugo Chan has been a director of both Kingsferry Capital Management Group Limited ("KCMG") and Kingsferry Classic Value Fund I Ltd. ("KCVF") since their incorporation. Hugo also serves as the Chief Investment Officer ("CIO") at KCMG. - KCMG is an approved investment manager business under the British Virgin Islands Financial Services Commission. KCMG was incorporated on April 25, 2016 and is registered at 3076 Sir Francis Drake's Highway, Road Town, Tortola, British Virgin Islands. - KCVF is a private fund exempt from registration as an investment company under the Investment Company Act of 1940. KCVF was incorporated on April 28, 2016 and is registered at 3076 Sir Francis Drake's Highway, P.O. Box 3463, Road Town, Tortola, British Virgin Islands. - Hugo Chan typically devotes approximately 120 hours per month on both KCMG and KCVF. - Hugo Chan typically devotes approximately 5 hours per day during securities trading hours on both KCMG and KCVF. - Hugo Chan serves as the CIO at KCMG, which is the investment manager of KCVF. As CIO, he is responsible for overseeing the overall management of fund portfolios, making investment decisions, and ensuring investment activities align with fund objectives and risk tolerance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-13 |
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