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Artemio R Lopez

Charles Schwab & Co., Inc.

Phoenix, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-14
  • AZ RA
    APPROVED
    Since 2024-03-14

Branch Locations

4750 E Francisco, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 12/2017 09/2021
Bank Of America, Na Chandler AZ 08/2016 12/2017
Fidelity Investments Salt Lake City UT 10/2021 01/2024
Charles Schwab & Co., Inc. Phoenix AZ 02/2024 Present
Charles Schwab Bank, Ssb Phoenix AZ 02/2024 Present
  • 12/2017 → 09/2021
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 08/2016 → 12/2017
    Bank Of America, Na
    Chandler, AZ
  • 10/2021 → 01/2024
    Fidelity Investments
    Salt Lake City, UT
  • 02/2024 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 02/2024 → Present
    Charles Schwab Bank, Ssb
    Phoenix, AZ
Previous Registrations
  • 2022-02-01 → 2024-02-09
    Fidelity Personal And Workplace Advisors
    Salt Lake City, UT
    Mesa, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-29
S63 Uniform Securities Agent State Law Examination 2018-10-18
  • S66 Uniform Combined State Law Examination
    2022-01-29
  • S63 Uniform Securities Agent State Law Examination
    2018-10-18
Other Names
  • Artemio R Lopez
  • Artemio Ruben Hermenigi Lopez
  • Art Lopez

View on SEC IAPD

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