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Tatiana A Dickey

LPl Financial LLC

Madison, WI

Waunakee, WI

Waunakee, WI

Madison, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-25
WI RA APPROVED 2021-03-24
  • TX RA
    APPROVED
    Since 2021-03-25
  • WI RA
    APPROVED
    Since 2021-03-24

Branch Locations

4726 E Towne Blvd, Madison, WI 53704 • United States

220 N Century Ave, Waunakee, WI 53597 • United States

Waunakee, WI • United States

7801 Mineral Point Road, Madison, WI 53717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Middleton WI 12/2017 03/2021
Bmo Harris Bank Madison WI 08/2015 12/2017
Bmo Harris Financial Advisors Madison WI 03/2021 Present
Lpl Financial Llc Madison WI 03/2021 Present
  • 12/2017 → 03/2021
    Bmo Harris Bank
    Middleton, WI
  • 08/2015 → 12/2017
    Bmo Harris Bank
    Madison, WI
  • 03/2021 → Present
    Bmo Harris Financial Advisors
    Madison, WI
  • 03/2021 → Present
    Lpl Financial Llc
    Madison, WI
Previous Registrations
  • 2021-02-04 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Middleton, WI
    Chicago, IL
    Madison, WI
Other Businesses

1)03/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services  - Investment Related - Madison, WI 53704

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-02-28
  • S63 Uniform Securities Agent State Law Examination
    2018-02-28
Designations
Other Names
  • Tatiana Aleksandrovna Efremova

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
LPL ENTERPRISE, LLC
CLF ASSET MANAGEMENT, INC.
EAGLE STRATEGIES LLC
VALMARK ADVISERS, INC.
GREENPOINT ASSET MANAGEMENT V LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ASSOCIATED INVESTMENT SERVICES, INC.

Other Investors

KRISTY LYNN REED
Gavin Wishart
SEAN STEPHEN WAYNE
TRAVIS RICHARD HEISER
MICHAEL DONALD GANT
Renee Elizabeth Lucas
ORSAN M KHARBUSH
Matthew Miller

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
LPL ENTERPRISE, LLC · MADISON, WI
CLF ASSET MANAGEMENT, INC. · MADISON, WI
EAGLE STRATEGIES LLC · MADISON, WI
VALMARK ADVISERS, INC. · Madison, WI
GREENPOINT ASSET MANAGEMENT V LLC · MADISON, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MADISON, WI

More in Madison, WI

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