Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 11/2006 | Present |
| Bofa Securities, Inc. | San Francisco | CA | 05/2019 | Present |
| Bank Of America, N.A. | San Diego | CA | 12/2025 | Present |
I*1983279, Entity Type, Name of OBA: Rental Property 1 Address:San Diego, California, 92110 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date:9/3/24 No Hours: 1 hr monthly No Hours during trading: 0 Duties: I*2179257, Entity Type: , Name of OBA: Tech San Diego, Address: San Diego, California, 92130, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 30-Jan-2025, No Hours: 4 Monthly, No Hours during Trading: 2 Monthly, Duties: Attend general board meetings; Business Professional Committee Tech San Diego is a nonprofit organization dedicated to fostering the growth of the technology ecosystem in the San Diego region. Key initiatives include talent development by offering programs aimed at developing and retaining talent. Networking events that facilitate collaboration and knowledge sharing among industry leaders. The organization also advocates for initiatives that promote innovation and economic growth. Serving as a board member of Tech San Diego includes a duty to provide guidance and oversight to ensure the organization fulfills its mission and objectives as well as meeting attendance and active participation in discussions and committee involvement to address specific initiatives around networking and building business market intelligence.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-28 |
Reach out to this advisor