Sophia Elena Haney

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2019-12-10

DC RA
APPROVED

Since 2019-12-10

Branch Locations

1801 K Street Nw Suite 750, Washington, DC 20006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nes Creative	New York	NY	05/2016	11/2017
Unemployed	Washington	DC	11/2017	12/2017
Oppenheimer & Co. Inc	Washington	DC	12/2017	Present

05/2016 → 11/2017

Nes Creative

New York, NY
11/2017 → 12/2017

Unemployed

Washington, DC
12/2017 → Present

Oppenheimer & Co. Inc

Washington, DC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-11-21

S66 Uniform Combined State Law Examination

2019-11-21

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Exams

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