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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-04 |
| MI | RA | APPROVED | 2025-01-29 |
Branch Locations
8701 Bee Caves Road Suite 300, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Austin Radio Network | Austin | TX | 04/2016 | 10/2016 |
| Ii Technology, Llc | Austin | TX | 10/2016 | 10/2018 |
| Espn | Austin | TX | 06/2015 | 10/2024 |
| Ii Technology, Llc | Austin | TX | 10/2018 | 02/2020 |
| Ii Technology, Llc | Austin | TX | 03/2020 | 03/2023 |
| Lpl Financial Llc | Austin | TX | 04/2023 | 03/2024 |
| Morgan Stanley | Austin | TX | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-05-26 |
| S65 | Uniform Investment Adviser Law Examination | 2018-10-05 |
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