Connor James Bauer

Rbc Rochdale, LLC

Beverly Hills, CA

Claim This Profile

Current Employers

Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-07-03
AK	RA	APPROVED	2025-05-30
HI	RA	APPROVED	2025-05-30
NV	RA	APPROVED	2025-05-29
NM	RA	APPROVED	2025-05-29
CA	RA	APPROVED	2022-08-23

AZ RA
APPROVED

Since 2025-07-03
AK RA
APPROVED

Since 2025-05-30
HI RA
APPROVED

Since 2025-05-30
NV RA
APPROVED

Since 2025-05-29
NM RA
APPROVED

Since 2025-05-29
CA RA
APPROVED

Since 2022-08-23

Branch Locations

400 North Roxbury Drive 7Th Floor, Beverly Hills, CA 90210 • United States

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Purdue University	West Lafayette	IN	08/2016	06/2017
City National Rochdale	Beverly Hills	CA	06/2017	Present
Cnr Securities, Llc	Beverly Hills	CA	06/2017	Present

08/2016 → 06/2017

Purdue University

West Lafayette, IN
06/2017 → Present

City National Rochdale

Beverly Hills, CA
06/2017 → Present

Cnr Securities, Llc

Beverly Hills, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-08-22

S66 Uniform Combined State Law Examination

2022-08-22

Other Names

Connor Bauer

View on SEC IAPD

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