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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-02
AL RA APPROVED 2019-09-23
  • TX RA
    APPROVED_RES
    Since 2022-06-02
  • AL RA
    APPROVED
    Since 2019-09-23

Branch Locations

114 W 10Th Street, Anniston,, AL 36201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Birmingham AL 06/2019 Present
Northwestern Mutual Birmingham AL 05/2018 08/2018
Auburn University Auburn AL 08/2016 05/2019
  • 06/2019 → Present
    Birmingham, AL
  • 05/2018 → 08/2018
    Northwestern Mutual
    Birmingham, AL
  • 08/2016 → 05/2019
    Auburn University
    Auburn, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-19
  • S66 Uniform Combined State Law Examination
    2019-09-19

View on SEC IAPD

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