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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2020-02-13
TX RA APPROVED 2020-02-13
  • AL RA
    APPROVED
    Since 2020-02-13
  • TX RA
    APPROVED
    Since 2020-02-13

Branch Locations

114 W 10Th Street, Anniston,, AL 36201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Anniston AL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Anniston AL 11/2016 02/2020
Raymond James & Associates Anniston AL 02/2020 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Anniston, AL
  • 11/2016 → 02/2020
    Anniston, AL
  • 02/2020 → Present
    Raymond James & Associates
    Anniston, AL
Previous Registrations
Other Businesses

(1)Name of Business: Northeast Alabama Bicycle Association Address: P.O. Box 2414, Anniston, AL, 36201, United States Activity Type: Non profit Position/Title: Chair of the Board, Board Member Investment Related: Yes Start Date: 01/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Help guide the Association to meet its objectives/goals/mission statement

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-05
S63 Uniform Securities Agent State Law Examination 1993-05-19
  • S66 Uniform Combined State Law Examination
    2000-10-05
  • S63 Uniform Securities Agent State Law Examination
    1993-05-19
Designations
Other Names
  • Mike Poe

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Anniston,, AL

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